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• Thomas D. Anderson v. Citigroup Global Markets
  NASD Arbitration No. 03-07920, San Francisco, CA
  (Claimant, Mr. Anderson, represented by Rodney J. Heggy)
  Filed: November. 4, 2003 ; Award: July. 29, 2004
  
  Case Summary: Claimant alleged that when he resigned his employment with Respondent, his compensation in Respondent's Capital Accumulation Plan (CAP) was retained in violation of California Law and the just and equitable principles of trade.
  
  Award: Citigroup was ordered to pay $264,768 in compensatory damages.